A Study of compliance function in banking - Focusing on Legal, Legal Compliance and Major Disciplinary Cases
碩士 === 國立政治大學 === 法學院碩士在職專班 === 106 === This article is based on various amendments to the "Measures for the Implementation of Financial Controlling Companies and the Banking Internal Control and Audit System." It is based on the principle of obeying the supervisory role and the legal comp...
Main Authors: | Su, Ming-Chun, 蘇明君 |
---|---|
Other Authors: | Lin, Kuo-Chuan |
Format: | Others |
Language: | zh-TW |
Published: |
2018
|
Online Access: | http://ndltd.ncl.edu.tw/handle/nhmkka |
Similar Items
-
A Study on the Laws and Practices of Legal Compliance in Taiwan Banking Industry: Focus on the Anti-Money Laundering Legal Compliance
by: Kuan-Jung Lin, et al.
Published: (2018) -
Discussion of the legal compliance of multinational banks
by: Hsu, Ping-Wen, et al.
Published: (2018) -
Internal Control System in Banks-Focus on Legal Compliance and Internal Auditing
by: SHEN,I-LING, et al.
Published: (2017) -
Research on the Internal Control Function of the Corporation - Focus on Legal Compliance
by: TSOU,CHIEH-YING, et al.
Published: (2018) -
The Corporate Governance of Banks — Centered on the Legal Compliance
by: LIU, YU-CHIA, et al.
Published: (2019)