Showing 1 - 8 results of 8 for search 'SECURITIES REGULATIONS', query time: 0.49s Refine Results
  1. 1
    The research of Negotiable securities recommendation standard-Take Investment adviser discussion as the center
    by Jung-sheng Liu, 劉榮昇
    Published 2009
    “... securities recommendation which investment adviser offers for investors. Following the take-off in economic...”
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  2. 2
    A Study on the Insider Trading Group Litigation
    by Ho,Ping-Huan, 何秉桓
    Published 2018
    “... not follow Securities and Exchange Act regulations, which stipulates that stakeholders who have knowledge...”
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  3. 3
    Research for the Legal System of Private Placement in Taiwan－In comparison with the Legal System of Private Placement in USA
    by En-Cheng Chang, 張恩成
    Published 2008
    “... is the main focus of the related private placement regulations. Therefore, this thesis will discuss...”
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  4. 4
    A Study on Civil Liability of Insider Trading
    by Wei-Ling Lin, 林韋伶
    Published 2016
    “... crime in the United States and it is considered a securities fraud. In countries around the world also...”
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  5. 5
    A Study on the Problem of Buying Back Stocks of Company –– Together with Discussion of Insider Trading
    by Sheng-Chin Wu, 吳聖欽
    Published 2009
    “... Legislative Yuan passed the amended provisions of Securities Exchange Act in three readings on Jun. 30, 2000...”
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  6. 6
    A Study of Consumer Litigation in Consumer Protection Law
    by YA-HUI CHEN, 陳雅慧
    Published 2018
    “... Law and regulations that are related to class actions in the Securities Investor and Futures Trader...”
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  7. 7
    The Research of The Mechanisms between The Corporate Governance and Interior Supervision——Focus on the Supervisor, the Independent Board and the Audit Committee.
    by Ya-ching Liang, 梁雅菁
    Published 2014
    “... mechanisms meet while its practice under the regulation of the company law and the Securities and Exchange...”
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  8. 8
    A Study on Warranty Liability of Medieval House Sale
    by Chun-Yu Wen, 溫春玉
    Published 2015
    “..., are not contained in the system. Besides, there are no laws or regulations governing the performance security system...”
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