Showing 1 - 20 results of 3,495 for search 'SECURITIES REGULATIONS', query time: 0.71s Refine Results
  1. 1
    by jerry yeh, 葉誌榮
    Published 2004
    ... on the related regulations of the China security law system. It helps the Taiwan traders to gain better...
    Get full text
    Others
  2. 2
  3. 3
    by Chang Shu-Ping, 張淑萍
    Published 2007
    ... risk management concept for securities and banking industry. However, as the business scope and risk...
    Get full text
    Others
  4. 4
    by Hsiao-Wen Lo, 羅筱文
    Published 2009
    ... securities to the insider trading regulations has passed the First Reading. I disagree with that opinion...
    Get full text
    Others
  5. 5
    by Wen-cheng Lin, 林文政
    Published 2009
    ... governed by Article 22, Securities and Exchange Act (the Article 22) and the regulations prescribed...
    Get full text
    Others
  6. 6
    by Huang Cheng-Chie, 黃鎮傑
    Published 2006
    ... implement risk management, including 「Regulations for the Internal Control System of Securities Firms...
    Get full text
    Others
  7. 7
    by Hsin-Pei Shen, 申心蓓
    Published 2017
    ... regulations regarding conflicts of interest and/or duty of royalty applicable to intermediaries, the relevant...
    Get full text
    Others
  8. 8
  9. 9
    by LIU, HSING-CHUN, 劉興浚
    Published 2016
    ... of the information security framework regulations, operational situation and related issues of these countries...
    Get full text
    Others
  10. 10
  11. 11
  12. 12
    by LIN, SHENG-CHIEH, 林聖傑
    Published 2019
    ... for the regulations to securities analysts in Taiwan. This thesis is divided into six chapters. The first chapter...
    Get full text
    Others
  13. 13
    by 李靜平
    Published 2019
    ... of the Securities and Exchange Act, the lock-up period is 3 years. This paper focuses on the regulation over re-sale...
    Get full text
    Others
  14. 14
  15. 15
    by Kum-ming Tsao, 曹坤銘
    Published 2018
    ... is to strengthen the Regulations for Inspecting and Reporting Buildings Public Security application...
    Get full text
    Others
  16. 16
    by Wu, Jinn-Guang, 吳晉光
    Published 2017
    ... safety regulations including transportation safety management, logistics security management, increasing...
    Get full text
    Others
  17. 17
    by Chiang, Yu-hsiang, 張宇翔
    Published 2014
    ... relating to offshore armed security companies and personnel as the central focus of discussions during...
    Get full text
    Others
  18. 18
    by Yao, Chia Chi, 姚佳綺
    Published 2016
    ... for authorities around the world. The application of self-regulation model that allow the securities industry...
    Get full text
    Others
  19. 19
    by Chen Wen-tang, 陳文棠
    Published 1994
    ...碩士 === 淡江大學 === 日本研究所 === 82 === The idea, to separate the banking and securities industry...
    Get full text
    Others
  20. 20
    by Yu-Lan Ma, 馬玉蘭
    Published 1999
    ... regulation, and their impact on the risk adjustment of the security firm. The empirical...
    Get full text
    Others