Showing 1 - 20 results of 7,511 for search 'SECURITIES REGULATIONS', query time: 0.66s Refine Results
  1. 1
    by jerry yeh, 葉誌榮
    Published 2004
    ... on the related regulations of the China security law system. It helps the Taiwan traders to gain better...
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    by Chang Shu-Ping, 張淑萍
    Published 2007
    ... risk management concept for securities and banking industry. However, as the business scope and risk...
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    by Hsiao-Wen Lo, 羅筱文
    Published 2009
    ... securities to the insider trading regulations has passed the First Reading. I disagree with that opinion...
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    by Wen-cheng Lin, 林文政
    Published 2009
    ... governed by Article 22, Securities and Exchange Act (the Article 22) and the regulations prescribed...
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  7. 7
    by Huang Cheng-Chie, 黃鎮傑
    Published 2006
    ... implement risk management, including 「Regulations for the Internal Control System of Securities Firms...
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  8. 8
    by Hsin-Pei Shen, 申心蓓
    Published 2017
    ... regulations regarding conflicts of interest and/or duty of royalty applicable to intermediaries, the relevant...
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    by Li, Zhao
    Published 2009
    ... significant developments affecting the securities markets of many nations. “How should regulators respond...
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    by Adawiah, Engku Rabiah
    Published 1998
    ... regulation and the prevention of securities fraud, given the specific legal and socio-economic circumstances...
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    Published 2006
    Subjects: ...Insider trading in securities...
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    by LIU, HSING-CHUN, 劉興浚
    Published 2016
    ... of the information security framework regulations, operational situation and related issues of these countries...
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    by Chiu, Iris Hse-Yu
    Published 2007
    ... of "regulatory convergence" in EU securities regulation. "Regulatory convergence" is a new development in EU...
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  19. 19
    by Rider, Barry Alexander Kenneth
    Published 1977
    ...Firstly it is necessary to examine insider trading in corporate securities in it's social...
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