Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network

The complete failure of the rolling bearing is a deterioration process from the initial minor fault to the serious fault, it is meaningless for guiding maintenance when the serious fault is alarmed. This work presents a novel initial fault diagnosis framework based on sliding window stacked denoisin...

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Main Authors: Huaitao Shi, Lei Guo, Shuai Tan, Xiaotian Bai
Format: Article
Language:English
Published: IEEE 2019-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/8905994/
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spelling doaj-45246fbd6bb2464597477e38162fd56d2021-03-30T00:48:38ZengIEEEIEEE Access2169-35362019-01-01717155917156910.1109/ACCESS.2019.29540918905994Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent NetworkHuaitao Shi0https://orcid.org/0000-0003-1654-2798Lei Guo1https://orcid.org/0000-0002-8134-0474Shuai Tan2https://orcid.org/0000-0001-9626-7831Xiaotian Bai3https://orcid.org/0000-0003-4542-183XSchool of Mechanical Engineering, Shenyang Jianzhu University, Shenyang, ChinaSchool of Mechanical Engineering, Shenyang Jianzhu University, Shenyang, ChinaKey Laboratory of Advanced Control and Optimization for Chemical Processes, Ministry of Education, East China University of Science and Technology, Shanghai, ChinaSchool of Mechanical Engineering, Shenyang Jianzhu University, Shenyang, ChinaThe complete failure of the rolling bearing is a deterioration process from the initial minor fault to the serious fault, it is meaningless for guiding maintenance when the serious fault is alarmed. This work presents a novel initial fault diagnosis framework based on sliding window stacked denoising auto-encoder (SDAE) and long short-term memory (LSTM) model. In this approach, multiple vibration value of the rolling bearings are entered into SDAE by sliding window processing. Then, multiple vibration value of the rolling bearings of the next period is predicted from the signal reconstructed by the trained SDAE in the previous period using LSTM. For the given input data, the reconstruction errors between the next period data and the output data generated by trained LSTM are used to detect initial anomalous conditions. The proposed method not only utilizes the ability of SDAE to learn the inherent distribution of data, but also ensures that LSTM can extract timing relationships between data cycles, and the model is built using only normal data. The initial fault detection as a key difficulty in the operating condition monitoring and performance degradation assessment of the rolling bearing is effectively solved. Experimental and classic rotating machinery datasets have been employed to testify the effectiveness of the proposed method and its preponderance over some state-of-the-art methods. The experiment results indicate that the proposed method can effectively detect the initial anomalies of the rolling bearing and accurately describe the deterioration trend with strong robustness, and have high significance for maintenance guiding.https://ieeexplore.ieee.org/document/8905994/Rolling bearingfault diagnosislong-short-term memory
collection DOAJ
language English
format Article
sources DOAJ
author Huaitao Shi
Lei Guo
Shuai Tan
Xiaotian Bai
spellingShingle Huaitao Shi
Lei Guo
Shuai Tan
Xiaotian Bai
Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
IEEE Access
Rolling bearing
fault diagnosis
long-short-term memory
author_facet Huaitao Shi
Lei Guo
Shuai Tan
Xiaotian Bai
author_sort Huaitao Shi
title Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
title_short Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
title_full Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
title_fullStr Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
title_full_unstemmed Rolling Bearing Initial Fault Detection Using Long Short-Term Memory Recurrent Network
title_sort rolling bearing initial fault detection using long short-term memory recurrent network
publisher IEEE
series IEEE Access
issn 2169-3536
publishDate 2019-01-01
description The complete failure of the rolling bearing is a deterioration process from the initial minor fault to the serious fault, it is meaningless for guiding maintenance when the serious fault is alarmed. This work presents a novel initial fault diagnosis framework based on sliding window stacked denoising auto-encoder (SDAE) and long short-term memory (LSTM) model. In this approach, multiple vibration value of the rolling bearings are entered into SDAE by sliding window processing. Then, multiple vibration value of the rolling bearings of the next period is predicted from the signal reconstructed by the trained SDAE in the previous period using LSTM. For the given input data, the reconstruction errors between the next period data and the output data generated by trained LSTM are used to detect initial anomalous conditions. The proposed method not only utilizes the ability of SDAE to learn the inherent distribution of data, but also ensures that LSTM can extract timing relationships between data cycles, and the model is built using only normal data. The initial fault detection as a key difficulty in the operating condition monitoring and performance degradation assessment of the rolling bearing is effectively solved. Experimental and classic rotating machinery datasets have been employed to testify the effectiveness of the proposed method and its preponderance over some state-of-the-art methods. The experiment results indicate that the proposed method can effectively detect the initial anomalies of the rolling bearing and accurately describe the deterioration trend with strong robustness, and have high significance for maintenance guiding.
topic Rolling bearing
fault diagnosis
long-short-term memory
url https://ieeexplore.ieee.org/document/8905994/
work_keys_str_mv AT huaitaoshi rollingbearinginitialfaultdetectionusinglongshorttermmemoryrecurrentnetwork
AT leiguo rollingbearinginitialfaultdetectionusinglongshorttermmemoryrecurrentnetwork
AT shuaitan rollingbearinginitialfaultdetectionusinglongshorttermmemoryrecurrentnetwork
AT xiaotianbai rollingbearinginitialfaultdetectionusinglongshorttermmemoryrecurrentnetwork
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