Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network

Traditional intelligent fault diagnosis methods focus on distinguishing different fault modes, but ignore the deterioration of fault severity. This paper proposes a new two-stage hierarchical convolutional neural network for fault diagnosis of rotating machinery bearings. The failure mode and failur...

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Main Authors: Yiyang Liu, Yousheng Yang, Tieying Feng, Yi Sun, Xuejian Zhang
Format: Article
Language:English
Published: MDPI AG 2021-12-01
Series:Processes
Subjects:
Online Access:https://www.mdpi.com/2227-9717/9/1/69
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spelling doaj-455d727c23bf44a7a6b7b013a34f56c22020-12-31T00:03:57ZengMDPI AGProcesses2227-97172021-12-019696910.3390/pr9010069Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural NetworkYiyang Liu0Yousheng Yang1Tieying Feng2Yi Sun3Xuejian Zhang4Key Laboratory of Networked Control Systems, Chinese Academy of Sciences, Shenyang 110016, ChinaShenyang Institute of Automation, Chinese Academy of Sciences, Shenyang 110016, ChinaIndustrial Engineering Department, XIOLIFT, Hangzhou 311199, ChinaShenyang Institute of Automation, Chinese Academy of Sciences, Shenyang 110016, ChinaIndustrial Engineering Department, XIOLIFT, Hangzhou 311199, ChinaTraditional intelligent fault diagnosis methods focus on distinguishing different fault modes, but ignore the deterioration of fault severity. This paper proposes a new two-stage hierarchical convolutional neural network for fault diagnosis of rotating machinery bearings. The failure mode and failure severity are modeled as a hierarchical structure. First, the original vibration signal is transformed into an energy spectrum matrix containing fault-related information through wavelet packet decomposition. Secondly, in the model training method, an adaptive learning rate dynamic adjustment strategy is further proposed, which adaptively extracts robust features from the spectrum matrix for fault mode and severity diagnosis. To verify the effectiveness of the method, the bearing fault data was collected using a rotating machine test bench. On this basis, the diagnostic accuracy, convergence performance and robustness of the model under different signal-to-noise ratios and variable load environments are evaluated, and the feature learning ability of the method is verified by visual analysis. Experimental results show that this method has achieved satisfactory results in both fault pattern recognition and fault severity evaluation, and is superior to other machine learning and deep learning methods.https://www.mdpi.com/2227-9717/9/1/69hierarchical fault diagnosisenergy spectrum matrixdynamic adjustment of the learning rateconvolutional neural networkrotating machinery
collection DOAJ
language English
format Article
sources DOAJ
author Yiyang Liu
Yousheng Yang
Tieying Feng
Yi Sun
Xuejian Zhang
spellingShingle Yiyang Liu
Yousheng Yang
Tieying Feng
Yi Sun
Xuejian Zhang
Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
Processes
hierarchical fault diagnosis
energy spectrum matrix
dynamic adjustment of the learning rate
convolutional neural network
rotating machinery
author_facet Yiyang Liu
Yousheng Yang
Tieying Feng
Yi Sun
Xuejian Zhang
author_sort Yiyang Liu
title Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
title_short Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
title_full Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
title_fullStr Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
title_full_unstemmed Research on Rotating Machinery Fault Diagnosis Method Based on Energy Spectrum Matrix and Adaptive Convolutional Neural Network
title_sort research on rotating machinery fault diagnosis method based on energy spectrum matrix and adaptive convolutional neural network
publisher MDPI AG
series Processes
issn 2227-9717
publishDate 2021-12-01
description Traditional intelligent fault diagnosis methods focus on distinguishing different fault modes, but ignore the deterioration of fault severity. This paper proposes a new two-stage hierarchical convolutional neural network for fault diagnosis of rotating machinery bearings. The failure mode and failure severity are modeled as a hierarchical structure. First, the original vibration signal is transformed into an energy spectrum matrix containing fault-related information through wavelet packet decomposition. Secondly, in the model training method, an adaptive learning rate dynamic adjustment strategy is further proposed, which adaptively extracts robust features from the spectrum matrix for fault mode and severity diagnosis. To verify the effectiveness of the method, the bearing fault data was collected using a rotating machine test bench. On this basis, the diagnostic accuracy, convergence performance and robustness of the model under different signal-to-noise ratios and variable load environments are evaluated, and the feature learning ability of the method is verified by visual analysis. Experimental results show that this method has achieved satisfactory results in both fault pattern recognition and fault severity evaluation, and is superior to other machine learning and deep learning methods.
topic hierarchical fault diagnosis
energy spectrum matrix
dynamic adjustment of the learning rate
convolutional neural network
rotating machinery
url https://www.mdpi.com/2227-9717/9/1/69
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