Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data

(1) Background: Propensity score methods gained popularity in non-interventional clinical studies. As it may often occur in observational datasets, some values in baseline covariates are missing for some patients. The present study aims to compare the performances of popular statistical methods to d...

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Main Authors: Daniele Bottigliengo, Giulia Lorenzoni, Honoria Ocagli, Matteo Martinato, Paola Berchialla, Dario Gregori
Format: Article
Language:English
Published: MDPI AG 2021-06-01
Series:International Journal of Environmental Research and Public Health
Subjects:
Online Access:https://www.mdpi.com/1660-4601/18/13/6694
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spelling doaj-6643d8e7c8874c82a67b2ab6579041362021-07-15T15:34:02ZengMDPI AGInternational Journal of Environmental Research and Public Health1661-78271660-46012021-06-01186694669410.3390/ijerph18136694Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing DataDaniele Bottigliengo0Giulia Lorenzoni1Honoria Ocagli2Matteo Martinato3Paola Berchialla4Dario Gregori5Unit of Biostatistics, Epidemiology and Public Health, Department of Cardiac, Thoracic, Vascular Sciences and Public Health, University of Padova, 35122 Padova, ItalyUnit of Biostatistics, Epidemiology and Public Health, Department of Cardiac, Thoracic, Vascular Sciences and Public Health, University of Padova, 35122 Padova, ItalyUnit of Biostatistics, Epidemiology and Public Health, Department of Cardiac, Thoracic, Vascular Sciences and Public Health, University of Padova, 35122 Padova, ItalyUnit of Biostatistics, Epidemiology and Public Health, Department of Cardiac, Thoracic, Vascular Sciences and Public Health, University of Padova, 35122 Padova, ItalyDepartment of Clinical and Biological Sciences, University of Torino, 10124 Torino, ItalyUnit of Biostatistics, Epidemiology and Public Health, Department of Cardiac, Thoracic, Vascular Sciences and Public Health, University of Padova, 35122 Padova, Italy(1) Background: Propensity score methods gained popularity in non-interventional clinical studies. As it may often occur in observational datasets, some values in baseline covariates are missing for some patients. The present study aims to compare the performances of popular statistical methods to deal with missing data in propensity score analysis. (2) Methods: Methods that account for missing data during the estimation process and methods based on the imputation of missing values, such as multiple imputations, were considered. The methods were applied on the dataset of an ongoing prospective registry for the treatment of unprotected left main coronary artery disease. The performances were assessed in terms of the overall balance of baseline covariates. (3) Results: Methods that explicitly deal with missing data were superior to classical complete case analysis. The best balance was observed when propensity scores were estimated with a method that accounts for missing data using a stochastic approximation of the expectation-maximization algorithm. (4) Conclusions: If missing at random mechanism is plausible, methods that use missing data to estimate propensity score or impute them should be preferred. Sensitivity analyses are encouraged to evaluate the implications methods used to handle missing data and estimate propensity score.https://www.mdpi.com/1660-4601/18/13/6694propensity scoremissing datanon-interventional studies
collection DOAJ
language English
format Article
sources DOAJ
author Daniele Bottigliengo
Giulia Lorenzoni
Honoria Ocagli
Matteo Martinato
Paola Berchialla
Dario Gregori
spellingShingle Daniele Bottigliengo
Giulia Lorenzoni
Honoria Ocagli
Matteo Martinato
Paola Berchialla
Dario Gregori
Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
International Journal of Environmental Research and Public Health
propensity score
missing data
non-interventional studies
author_facet Daniele Bottigliengo
Giulia Lorenzoni
Honoria Ocagli
Matteo Martinato
Paola Berchialla
Dario Gregori
author_sort Daniele Bottigliengo
title Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
title_short Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
title_full Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
title_fullStr Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
title_full_unstemmed Propensity Score Analysis with Partially Observed Baseline Covariates: A Practical Comparison of Methods for Handling Missing Data
title_sort propensity score analysis with partially observed baseline covariates: a practical comparison of methods for handling missing data
publisher MDPI AG
series International Journal of Environmental Research and Public Health
issn 1661-7827
1660-4601
publishDate 2021-06-01
description (1) Background: Propensity score methods gained popularity in non-interventional clinical studies. As it may often occur in observational datasets, some values in baseline covariates are missing for some patients. The present study aims to compare the performances of popular statistical methods to deal with missing data in propensity score analysis. (2) Methods: Methods that account for missing data during the estimation process and methods based on the imputation of missing values, such as multiple imputations, were considered. The methods were applied on the dataset of an ongoing prospective registry for the treatment of unprotected left main coronary artery disease. The performances were assessed in terms of the overall balance of baseline covariates. (3) Results: Methods that explicitly deal with missing data were superior to classical complete case analysis. The best balance was observed when propensity scores were estimated with a method that accounts for missing data using a stochastic approximation of the expectation-maximization algorithm. (4) Conclusions: If missing at random mechanism is plausible, methods that use missing data to estimate propensity score or impute them should be preferred. Sensitivity analyses are encouraged to evaluate the implications methods used to handle missing data and estimate propensity score.
topic propensity score
missing data
non-interventional studies
url https://www.mdpi.com/1660-4601/18/13/6694
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AT matteomartinato propensityscoreanalysiswithpartiallyobservedbaselinecovariatesapracticalcomparisonofmethodsforhandlingmissingdata
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