Primary-Auxiliary Statistical Local Kernel Principal Component Analysis and Its Application to Incipient Fault Detection of Nonlinear Industrial Processes

• Main Authors: Xiaogang Deng, Peipei Cai, Jiawei Deng, Yuping Cao, Zhihuan Song
• Format: Article
• Language: English
• Published: IEEE 2019-01-01
• Series: IEEE Access
• Subjects: Incipient fault; fault detection; kernel principal component analysis; statistical local analysis; prior fault information
• Online Access: https://ieeexplore.ieee.org/document/8815719/

Statistical local kernel principal component analysis (SLKPCA) has demonstrated its success in incipient fault detection of nonlinear industrial processes by incorporating the statistical local analysis (SLA) technology. However, the basic SLKPCA method builds the statistical model only based on the normal data and neglects the utilization of the prior fault information, which is often available in many industrial cases. To take full advantage of the prior fault information, this paper proposes an enhanced SLKPCA method, called primary-auxiliary SLKPCA (PA-SLKPCA), for better incipient fault monitoring. The contribution of the proposed method includes three aspects. First, one primary-auxiliary statistical monitoring framework is designed, by which not only the normal training data are applied to develop a primary SLKPCA model, but also the prior fault data are used to build the auxiliary SLKPCA models. Second, a double-block modeling strategy is developed to construct the auxiliary SLKPCA model for each fault case, where a variable grouping strategy based on Kullback-Leibler divergence is applied to divide the process variables into the fault-relevant group and fault-independent variable group, and the sub-model is developed for each group. Third, the Bayesian inference is used to combine the statistical results of each variable group, and one weighted fusion strategy is further designed to integrate the monitoring results from the primary and auxiliary models. Lastly, two case studies including one numerical system and the simulated continuous stirred tank reactor (CSTR) system are used for method evaluation and the simulations show that the proposed method can detect the incipient faults effectively and outperform the traditional SLKPCA method.