The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange
The article focuses on the analysis of the legal grounds for enforcement of disciplinary sanctions to security professionals in the U.S. For this purpose it is considered an appropriate legal acts which are the basis of an administrative legal mechanism of enforcement of disciplinary sanctions to se...
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| Format: | Article |
| Language: | English |
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Peoples’ Friendship University of Russia (RUDN University)
2010-09-01
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| Series: | RUDN Journal of Law |
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| Online Access: | http://journals.rudn.ru/law/article/view/5959 |
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Article |
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doaj-bc9d3d324eda4af4a2b41d935968abe32020-11-24T21:49:47ZengPeoples’ Friendship University of Russia (RUDN University)RUDN Journal of Law2313-23372408-90012010-09-010366755958The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and ExchangeS A Kapustin0Российский университет дружбы народовThe article focuses on the analysis of the legal grounds for enforcement of disciplinary sanctions to security professionals in the U.S. For this purpose it is considered an appropriate legal acts which are the basis of an administrative legal mechanism of enforcement of disciplinary sanctions to security professionals and it is explored the SEC administrative practice in this area.http://journals.rudn.ru/law/article/view/5959нарушение законодательства о рынке ценных бумагдисциплинарные мерыКомиссия по ценным бумагам и биржам СШАрынок ценных бумагпрофессиональные участники рынка ценных бумаг СШАдисциплинарное разбирательствоненадлежащее профессиональное поведение |
| collection |
DOAJ |
| language |
English |
| format |
Article |
| sources |
DOAJ |
| author |
S A Kapustin |
| spellingShingle |
S A Kapustin The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange RUDN Journal of Law нарушение законодательства о рынке ценных бумаг дисциплинарные меры Комиссия по ценным бумагам и биржам США рынок ценных бумаг профессиональные участники рынка ценных бумаг США дисциплинарное разбирательство ненадлежащее профессиональное поведение |
| author_facet |
S A Kapustin |
| author_sort |
S A Kapustin |
| title |
The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange |
| title_short |
The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange |
| title_full |
The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange |
| title_fullStr |
The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange |
| title_full_unstemmed |
The grounds for enforcement of a disciplinary sanctions to security professionals by US Commission on the Securities and Exchange |
| title_sort |
grounds for enforcement of a disciplinary sanctions to security professionals by us commission on the securities and exchange |
| publisher |
Peoples’ Friendship University of Russia (RUDN University) |
| series |
RUDN Journal of Law |
| issn |
2313-2337 2408-9001 |
| publishDate |
2010-09-01 |
| description |
The article focuses on the analysis of the legal grounds for enforcement of disciplinary sanctions to security professionals in the U.S. For this purpose it is considered an appropriate legal acts which are the basis of an administrative legal mechanism of enforcement of disciplinary sanctions to security professionals and it is explored the SEC administrative practice in this area. |
| topic |
нарушение законодательства о рынке ценных бумаг дисциплинарные меры Комиссия по ценным бумагам и биржам США рынок ценных бумаг профессиональные участники рынка ценных бумаг США дисциплинарное разбирательство ненадлежащее профессиональное поведение |
| url |
http://journals.rudn.ru/law/article/view/5959 |
| work_keys_str_mv |
AT sakapustin thegroundsforenforcementofadisciplinarysanctionstosecurityprofessionalsbyuscommissiononthesecuritiesandexchange AT sakapustin groundsforenforcementofadisciplinarysanctionstosecurityprofessionalsbyuscommissiononthesecuritiesandexchange |
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1725887541552349184 |