Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam

Vietnam’s forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current...

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Main Authors: Quy Van Khuc, Tuyet-Anh T. Le, Trung H. Nguyen, Duy Nong, Bao Quang Tran, Patrick Meyfroidt, Trung Tran, Pham Bao Duong, Thanh T. Nguyen, Tan Tran, Linh Pham, Shawn Leu, Ngo Thi Phuong Thao, Nguyen Huu-Dung, Trung-Kien Dao, Nguyen Van Hong, Bui Thi Minh Nguyet, Hoai-Son Nguyen, Mark W. Paschke
Format: Article
Language:English
Published: MDPI AG 2020-05-01
Series:Forests
Subjects:
Online Access:https://www.mdpi.com/1999-4907/11/5/548
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language English
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author Quy Van Khuc
Tuyet-Anh T. Le
Trung H. Nguyen
Duy Nong
Bao Quang Tran
Patrick Meyfroidt
Trung Tran
Pham Bao Duong
Thanh T. Nguyen
Tan Tran
Linh Pham
Shawn Leu
Ngo Thi Phuong Thao
Nguyen Huu-Dung
Trung-Kien Dao
Nguyen Van Hong
Bui Thi Minh Nguyet
Hoai-Son Nguyen
Mark W. Paschke
spellingShingle Quy Van Khuc
Tuyet-Anh T. Le
Trung H. Nguyen
Duy Nong
Bao Quang Tran
Patrick Meyfroidt
Trung Tran
Pham Bao Duong
Thanh T. Nguyen
Tan Tran
Linh Pham
Shawn Leu
Ngo Thi Phuong Thao
Nguyen Huu-Dung
Trung-Kien Dao
Nguyen Van Hong
Bui Thi Minh Nguyet
Hoai-Son Nguyen
Mark W. Paschke
Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
Forests
forest transition
plantation forest solutions
principal component analysis
rural livelihood
trade-offs
Vietnam
author_facet Quy Van Khuc
Tuyet-Anh T. Le
Trung H. Nguyen
Duy Nong
Bao Quang Tran
Patrick Meyfroidt
Trung Tran
Pham Bao Duong
Thanh T. Nguyen
Tan Tran
Linh Pham
Shawn Leu
Ngo Thi Phuong Thao
Nguyen Huu-Dung
Trung-Kien Dao
Nguyen Van Hong
Bui Thi Minh Nguyet
Hoai-Son Nguyen
Mark W. Paschke
author_sort Quy Van Khuc
title Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
title_short Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
title_full Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
title_fullStr Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
title_full_unstemmed Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam
title_sort forest cover change, households’ livelihoods, trade-offs, and constraints associated with plantation forests in poor upland-rural landscapes: evidence from north central vietnam
publisher MDPI AG
series Forests
issn 1999-4907
publishDate 2020-05-01
description Vietnam’s forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.
topic forest transition
plantation forest solutions
principal component analysis
rural livelihood
trade-offs
Vietnam
url https://www.mdpi.com/1999-4907/11/5/548
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spelling doaj-c0a04c28972548c2ab5ce580a89989d72020-11-25T02:20:45ZengMDPI AGForests1999-49072020-05-011154854810.3390/f11050548Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central VietnamQuy Van Khuc0Tuyet-Anh T. Le1Trung H. Nguyen2Duy Nong3Bao Quang Tran4Patrick Meyfroidt5Trung Tran6Pham Bao Duong7Thanh T. Nguyen8Tan Tran9Linh Pham10Shawn Leu11Ngo Thi Phuong Thao12Nguyen Huu-Dung13Trung-Kien Dao14Nguyen Van Hong15Bui Thi Minh Nguyet16Hoai-Son Nguyen17Mark W. Paschke18Faculty of Economics and Business, PHENIKAA University, Hanoi 12116, VietnamDepartment of Environmental Science, Memorial University of Newfoundland, NL A1C 5S7, CanadaDepartment of Soils and Crop Sciences, Colorado State University, Fort Collins, CO 80523, Colorado, USAAgriculture and Food, The Commonwealth Scientific and Industrial Research Organisation, St Lucia, Brisbane 4067, AustraliaFaculty of Environment and Forest Resource Management, Vietnam National University of Forestry, Hanoi 100000, VietnamGeorges Lemaître Center for Earth and Climate Research, Earth and Life Institute, Université Catholique de Louvain, 1348 Louvain-la-Neuve, BelgiumSchool of Civil and Environmental Engineering, University of Ulsan, Ulsan 44610, KoreaFaculty of Economics and Rural Development, Vietnam National University of Agriculture, Hanoi 100000, VietnamInstitute for Environmental Economics and World Trade, Leibniz University Hannover, 30167 Hannover, GermanyDepartment of Mathematical Sciences, Montana State University, Montana, MT 59717, USADepartment of Economics, University of Central Oklahoma, Oklahoma, OK 73034, USAUNE Business School, University of New England, Armidale, NSW 2351, AustraliaFaculty of Real Estate and Natural Resource Economics, National Economics University, Hanoi 100000, VietnamFaculty of Real Estate and Natural Resource Economics, National Economics University, Hanoi 100000, VietnamFaculty of Economics and Business, PHENIKAA University, Hanoi 12116, VietnamDepartment of Landscape and Ecology, Institute of Geography, Vietnam Academy of Science and Technology, Hanoi 100000, VietnamFaculty of Economics and Business Administration, Vietnam National University of Forestry, Hanoi 100000, VietnamFaculty of Economics, National Economics University, Hanoi 100000, VietnamDepartment of Forest and Rangeland Stewardship, Colorado State University, Fort Collins, CO 80523, USAVietnam’s forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.https://www.mdpi.com/1999-4907/11/5/548forest transitionplantation forest solutionsprincipal component analysisrural livelihoodtrade-offsVietnam