Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors

This paper considers a hybrid beamforming massive multiple-input multiple-output (MIMO) system operating in time-division duplex (TDD) mode. We investigate the combined impacts of quantized phase shifters (QPSs), channel non-reciprocity and channel estimation errors on the achievable spectral effici...

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Main Authors: Yawen Chen, Xiangming Wen, Zhaoming Lu
Format: Article
Language:English
Published: IEEE 2020-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/9064777/
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spelling doaj-f7e963b0149e45b28aa6f4c0646fb9b02021-03-30T03:00:55ZengIEEEIEEE Access2169-35362020-01-018713047131710.1109/ACCESS.2020.29876139064777Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation ErrorsYawen Chen0https://orcid.org/0000-0002-5228-3984Xiangming Wen1https://orcid.org/0000-0003-2793-6696Zhaoming Lu2https://orcid.org/0000-0002-6041-0031Beijing Key Laboratory of Network System Architecture and Convergence, School of Information and Communication Engineering, Beijing University of Posts and Telecommunications, Beijing, ChinaBeijing Laboratory of Advanced Information Networks, Beijing University of Posts and Telecommunications, Beijing, ChinaBeijing Key Laboratory of Network System Architecture and Convergence, School of Information and Communication Engineering, Beijing University of Posts and Telecommunications, Beijing, ChinaThis paper considers a hybrid beamforming massive multiple-input multiple-output (MIMO) system operating in time-division duplex (TDD) mode. We investigate the combined impacts of quantized phase shifters (QPSs), channel non-reciprocity and channel estimation errors on the achievable spectral efficiency (SE) of the considered system. We first introduce an equivalent hybrid beamforming structure, based on which, a generic and practical channel non-reciprocity model is built for massive MIMO systems with hybrid structure. This model jointly considers the mismatch between transceiver and receiver circuits, as well as the mutual coupling between antennas. Then we derive the generic expression of achievable SE for both the ideal phase shifters (IPSs) and QPSs cases. Furthermore, the closed-form expressions of SE are derived for IPSs and QPSs cases, respectively. The asymptotic performance in large antenna regime is also analyzed based on these expressions. Simulation results demonstrate the validity and accuracy of the derived analytical expressions. In addition, results show that the phase quantization and channel non-reciprocity both contributes to the SE degradation and the detrimental effects cannot be canceled completely even in the large-antenna regime.https://ieeexplore.ieee.org/document/9064777/Massive MIMOhybrid beamformingchannel non-reciprocityquantized phase shifterschannel estimation errors
collection DOAJ
language English
format Article
sources DOAJ
author Yawen Chen
Xiangming Wen
Zhaoming Lu
spellingShingle Yawen Chen
Xiangming Wen
Zhaoming Lu
Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
IEEE Access
Massive MIMO
hybrid beamforming
channel non-reciprocity
quantized phase shifters
channel estimation errors
author_facet Yawen Chen
Xiangming Wen
Zhaoming Lu
author_sort Yawen Chen
title Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
title_short Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
title_full Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
title_fullStr Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
title_full_unstemmed Achievable Spectral Efficiency of Hybrid Beamforming Massive MIMO Systems With Quantized Phase Shifters, Channel Non-Reciprocity and Estimation Errors
title_sort achievable spectral efficiency of hybrid beamforming massive mimo systems with quantized phase shifters, channel non-reciprocity and estimation errors
publisher IEEE
series IEEE Access
issn 2169-3536
publishDate 2020-01-01
description This paper considers a hybrid beamforming massive multiple-input multiple-output (MIMO) system operating in time-division duplex (TDD) mode. We investigate the combined impacts of quantized phase shifters (QPSs), channel non-reciprocity and channel estimation errors on the achievable spectral efficiency (SE) of the considered system. We first introduce an equivalent hybrid beamforming structure, based on which, a generic and practical channel non-reciprocity model is built for massive MIMO systems with hybrid structure. This model jointly considers the mismatch between transceiver and receiver circuits, as well as the mutual coupling between antennas. Then we derive the generic expression of achievable SE for both the ideal phase shifters (IPSs) and QPSs cases. Furthermore, the closed-form expressions of SE are derived for IPSs and QPSs cases, respectively. The asymptotic performance in large antenna regime is also analyzed based on these expressions. Simulation results demonstrate the validity and accuracy of the derived analytical expressions. In addition, results show that the phase quantization and channel non-reciprocity both contributes to the SE degradation and the detrimental effects cannot be canceled completely even in the large-antenna regime.
topic Massive MIMO
hybrid beamforming
channel non-reciprocity
quantized phase shifters
channel estimation errors
url https://ieeexplore.ieee.org/document/9064777/
work_keys_str_mv AT yawenchen achievablespectralefficiencyofhybridbeamformingmassivemimosystemswithquantizedphaseshifterschannelnonreciprocityandestimationerrors
AT xiangmingwen achievablespectralefficiencyofhybridbeamformingmassivemimosystemswithquantizedphaseshifterschannelnonreciprocityandestimationerrors
AT zhaominglu achievablespectralefficiencyofhybridbeamformingmassivemimosystemswithquantizedphaseshifterschannelnonreciprocityandestimationerrors
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