A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN

• Main Authors: YEH, LIY-YIN, 葉柳吟
• Other Authors: HUANG, HSIANG-PO
• Format: Others
• Language: zh-TW
• Published: 2017
• Online Access: http://ndltd.ncl.edu.tw/handle/39323337209758463232

碩士 === 世新大學 === 法律學研究所(含碩專班) === 105 === In the first and third chapters of this paper, the compliance of the system with the Basel Committee's principled recommendations and the US banking compliance system is compared with the Financial Supervisory Commission in 2010 to improve the risk-oriented supervision system The banking ordinance follows the institutional change. In the fourth chapter, the laws and regulations of the banking sector in accordance with the laws and regulations of the country to comply with the assessment of the relevant issues, and the case of banking penalties in recent years, the state of the case analysis. Chapter 5 summarizes the findings of the previous study and makes a number of recommendations for building a more effective statute compliance system.