A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN
碩士 === 世新大學 === 法律學研究所(含碩專班) === 105 === In the first and third chapters of this paper, the compliance of the system with the Basel Committee's principled recommendations and the US banking compliance system is compared with the Financial Supervisory Commission in 2010 to improve the risk-orien...
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ndltd-TW-105SHU001940272017-10-28T04:44:37Z http://ndltd.ncl.edu.tw/handle/39323337209758463232 A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN 本國銀行法令遵循制度之探討 YEH, LIY-YIN 葉柳吟 碩士 世新大學 法律學研究所(含碩專班) 105 In the first and third chapters of this paper, the compliance of the system with the Basel Committee's principled recommendations and the US banking compliance system is compared with the Financial Supervisory Commission in 2010 to improve the risk-oriented supervision system The banking ordinance follows the institutional change. In the fourth chapter, the laws and regulations of the banking sector in accordance with the laws and regulations of the country to comply with the assessment of the relevant issues, and the case of banking penalties in recent years, the state of the case analysis. Chapter 5 summarizes the findings of the previous study and makes a number of recommendations for building a more effective statute compliance system. HUANG, HSIANG-PO 黃相博 2017 學位論文 ; thesis 168 zh-TW |
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zh-TW |
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碩士 === 世新大學 === 法律學研究所(含碩專班) === 105 === In the first and third chapters of this paper, the compliance of the system with the Basel Committee's principled recommendations and the US banking compliance system is compared with the Financial Supervisory Commission in 2010 to improve the risk-oriented supervision system The banking ordinance follows the institutional change.
In the fourth chapter, the laws and regulations of the banking sector in accordance with the laws and regulations of the country to comply with the assessment of the relevant issues, and the case of banking penalties in recent years, the state of the case analysis.
Chapter 5 summarizes the findings of the previous study and makes a number of recommendations for building a more effective statute compliance system.
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author2 |
HUANG, HSIANG-PO |
author_facet |
HUANG, HSIANG-PO YEH, LIY-YIN 葉柳吟 |
author |
YEH, LIY-YIN 葉柳吟 |
spellingShingle |
YEH, LIY-YIN 葉柳吟 A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
author_sort |
YEH, LIY-YIN |
title |
A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
title_short |
A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
title_full |
A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
title_fullStr |
A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
title_full_unstemmed |
A STUDY ON LEGAL COMPLIANCE SYSTEM OF DOMESTIC BANKS IN TAIWAN |
title_sort |
study on legal compliance system of domestic banks in taiwan |
publishDate |
2017 |
url |
http://ndltd.ncl.edu.tw/handle/39323337209758463232 |
work_keys_str_mv |
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