Multi-objective Operating Room Planning and Scheduling

abstract: Surgery is one of the most important functions in a hospital with respect to operational cost, patient flow, and resource utilization. Planning and scheduling the Operating Room (OR) is important for hospitals to improve efficiency and achieve high quality of service. At the same time, it...

Full description

Bibliographic Details
Other Authors: Li, Qing (Author)
Format: Doctoral Thesis
Language:English
Published: 2010
Subjects:
Online Access:http://hdl.handle.net/2286/R.I.8777
id ndltd-asu.edu-item-8777
record_format oai_dc
spelling ndltd-asu.edu-item-87772018-06-22T03:01:16Z Multi-objective Operating Room Planning and Scheduling abstract: Surgery is one of the most important functions in a hospital with respect to operational cost, patient flow, and resource utilization. Planning and scheduling the Operating Room (OR) is important for hospitals to improve efficiency and achieve high quality of service. At the same time, it is a complex task due to the conflicting objectives and the uncertain nature of surgeries. In this dissertation, three different methodologies are developed to address OR planning and scheduling problem. First, a simulation-based framework is constructed to analyze the factors that affect the utilization of a catheterization lab and provide decision support for improving the efficiency of operations in a hospital with different priorities of patients. Both operational costs and patient satisfaction metrics are considered. Detailed parametric analysis is performed to provide generic recommendations. Overall it is found the 75th percentile of process duration is always on the efficient frontier and is a good compromise of both objectives. Next, the general OR planning and scheduling problem is formulated with a mixed integer program. The objectives include reducing staff overtime, OR idle time and patient waiting time, as well as satisfying surgeon preferences and regulating patient flow from OR to the Post Anesthesia Care Unit (PACU). Exact solutions are obtained using real data. Heuristics and a random keys genetic algorithm (RKGA) are used in the scheduling phase and compared with the optimal solutions. Interacting effects between planning and scheduling are also investigated. Lastly, a multi-objective simulation optimization approach is developed, which relaxes the deterministic assumption in the second study by integrating an optimization module of a RKGA implementation of the Non-dominated Sorting Genetic Algorithm II (NSGA-II) to search for Pareto optimal solutions, and a simulation module to evaluate the performance of a given schedule. It is experimentally shown to be an effective technique for finding Pareto optimal solutions. Dissertation/Thesis Li, Qing (Author) Fowler, John W (Advisor) Mohan, Srimathy (Advisor) Gopalakrishnan, Mohan (Committee member) Askin, Ronald G (Committee member) Wu, Teresa (Committee member) Arizona State University (Publisher) Operations Research Health Care Management Multi-objective Operating rooms Optimization Planning Scheduling Simulation eng 110 pages Ph.D. Industrial Engineering 2010 Doctoral Dissertation http://hdl.handle.net/2286/R.I.8777 http://rightsstatements.org/vocab/InC/1.0/ All Rights Reserved 2010
collection NDLTD
language English
format Doctoral Thesis
sources NDLTD
topic Operations Research
Health Care Management
Multi-objective
Operating rooms
Optimization
Planning
Scheduling
Simulation
spellingShingle Operations Research
Health Care Management
Multi-objective
Operating rooms
Optimization
Planning
Scheduling
Simulation
Multi-objective Operating Room Planning and Scheduling
description abstract: Surgery is one of the most important functions in a hospital with respect to operational cost, patient flow, and resource utilization. Planning and scheduling the Operating Room (OR) is important for hospitals to improve efficiency and achieve high quality of service. At the same time, it is a complex task due to the conflicting objectives and the uncertain nature of surgeries. In this dissertation, three different methodologies are developed to address OR planning and scheduling problem. First, a simulation-based framework is constructed to analyze the factors that affect the utilization of a catheterization lab and provide decision support for improving the efficiency of operations in a hospital with different priorities of patients. Both operational costs and patient satisfaction metrics are considered. Detailed parametric analysis is performed to provide generic recommendations. Overall it is found the 75th percentile of process duration is always on the efficient frontier and is a good compromise of both objectives. Next, the general OR planning and scheduling problem is formulated with a mixed integer program. The objectives include reducing staff overtime, OR idle time and patient waiting time, as well as satisfying surgeon preferences and regulating patient flow from OR to the Post Anesthesia Care Unit (PACU). Exact solutions are obtained using real data. Heuristics and a random keys genetic algorithm (RKGA) are used in the scheduling phase and compared with the optimal solutions. Interacting effects between planning and scheduling are also investigated. Lastly, a multi-objective simulation optimization approach is developed, which relaxes the deterministic assumption in the second study by integrating an optimization module of a RKGA implementation of the Non-dominated Sorting Genetic Algorithm II (NSGA-II) to search for Pareto optimal solutions, and a simulation module to evaluate the performance of a given schedule. It is experimentally shown to be an effective technique for finding Pareto optimal solutions. === Dissertation/Thesis === Ph.D. Industrial Engineering 2010
author2 Li, Qing (Author)
author_facet Li, Qing (Author)
title Multi-objective Operating Room Planning and Scheduling
title_short Multi-objective Operating Room Planning and Scheduling
title_full Multi-objective Operating Room Planning and Scheduling
title_fullStr Multi-objective Operating Room Planning and Scheduling
title_full_unstemmed Multi-objective Operating Room Planning and Scheduling
title_sort multi-objective operating room planning and scheduling
publishDate 2010
url http://hdl.handle.net/2286/R.I.8777
_version_ 1718699210452238336