Investiční bankovní obchody a jejich regulace

• Main Author: Dvořáková, Alena
• Other Authors: Kotáb, Petr
• Format: Dissertation
• Language: Czech
• Published: 2013
• Online Access: http://www.nusl.cz/ntk/nusl-328128

98 Abstract The subject of this thesis seeks to provide a comprehensive commentary on the issue of investment banking transactions with special emphasis on the basic principles that should be complied with by bank in the course of its business. The structure of this thesis reflects the primary position of bank as a subject carrying out the investment banking transactions. Aside the very definition of a bank as a subject and investment banking transaction, the author of this thesis focuses on the relation of commercial and investment undertakings in the Czech banking system and copes with different types of arrangement of those two activities in foreign banking systems, as well as compares the advantages and disadvantages of both. The crucial part of this thesis deals with regulation of investment banking transactions in general. It covers description of authorization requirements and framework for business activities in the capital markets. The authorization requirements are mostly connected with conditions for granting banking license and permission to provide investment services. The text on regulation of banking business comprise mainly of rules of prudent business manners and of rules for dealing with customers. The author analyzes and evaluates the legislation dealing with individual requirements...