Showing 21 - 40 results of 3,495 for search 'SECURITIES REGULATIONS', query time: 0.85s Refine Results
  1. 21
    Study on the Regulation of Taiwan Stock Market—Focusing on the Supervisory and Regulation of Securities Listing on TWSE
    by Chen-Lu Chiu, 邱陳律
    Published 2015
    “... on the Supervisory and Regulation of Securities Listing on TWSE. From the Chapter 2, the relationship...”
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  2. 22
    The comparision between the laws of the securities investment trust funds and the Regulations Governing Offshore Funds
    “... the Securities Investment Trust and Consulting Act takes effect, the regulator prescribed the Regulations...”
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  3. 23
    Regulating Clearing and Settlement System in Mainland China Securities Market
    by Ting-Kuang Chang, 張廷光
    Published 2011
    “...碩士 === 東吳大學 === 法律學系 === 99 === China launched its securities market lately, taking reference...”
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  4. 24
    A Study on the Feasibility of Puffery Doctrine of Securities Regulation in Taiwan
    by Yu-Chia Lung, 游佳龍
    Published 2008
    “... litigation about securities fraud resulted from soft information, courts have developed Puffery Doctrine...”
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  5. 25
    The Research of Insider Trading in Securities Regulation in The View of Economic Analysis
    by Kuo-Pin Lu, 呂國平
    Published 2007
    “... corporate insider purchases or sells securities on the basis of material, non-public information .Insider...”
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  6. 26
    The Research of Accounting Regulation System of Security Market
    by CHI,EN-TING, 洪碧蓮
    Published 1994
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  7. 27
    The analysis for relationship bewteen breaching regulations by the security firms and promoting supervision by authority
    by Mei-Chu Liang, 梁美珠
    Published 2007
    “...碩士 === 淡江大學 === 管理科學研究所企業經營碩士在職專班 === 95 === The irregularities of the Securities Firms emerges...”
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  8. 28
    Taiwan Economic Policies and regulations toward China -from the Perspective of national security
    by Chiao-Hsuan Lee, 李喬萱
    Published 2006
    “... which will influence decision-makers when they make the national security policy. The decision-maker...”
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  9. 29
    A Study About The Regulations Of China Security Market And Its Issuing Section
    by Li-Ching, Lu, 呂理卿
    Published 2002
    “... related regulations. Also investigated the typical characteristic features in China Security Market...”
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  10. 30
    The Study of Impact of Establishing International Security Regulation on Security Management System for Manufacturing Industries
    by Ya-ChinHuang, 黃雅琴
    Published 2010
    “... the existing international security regulations, including the development of Taiwan's progressing in related...”
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  11. 31
    Regulation of Offshore Securities Offerings under the R.O.C. Laws
    by Shen Ta, 沈達
    Published 2006
    “..., the current study would provide some references for the securities regulation in Taiwan about offshore...”
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  12. 32
    The Regulation of Market Manipulation of Securities Exchange Act in Taiwan—Investment Perspective
    by Ruei-Yuan Ke, 柯瑞源
    Published 2011
    “...碩士 === 國立臺灣大學 === 法律學研究所 === 100 === Section 155 of the Securities Exchange Act in Taiwan prohibits...”
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  13. 33
    A Study of the Regulation for Securities Market Manipulation Through Series Transactions
    by Tsai,Yuchen, 蔡雨辰
    Published 2012
    “...碩士 === 輔仁大學 === 財經法律學系 === 100 === Manipulation is an artificial control of security prices...”
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  14. 34
    Regulating the Securities Market Manipulation- Focusing on Wash Sale and Matched Orders
    by HSU,YU-SHAN, 許侑珊
    Published 2016
    “...碩士 === 輔仁大學 === 財經法律學系碩士班 === 104 === The legislative purpose of the Securities Exchange Act...”
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  15. 35
    The Research of The Securities Investment Trust Firms’ Marketing Strategies after the Implementation of The 「Regulations Governing offshore funds」
    by YANG,WEN-HUI, 楊雯惠
    Published 2007
    “...碩士 === 國立臺北大學 === 國際財務金融碩士在職專班 === 95 === In past few years securities investment trust firms...”
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  16. 36
    The Study on Integration of European Securities Law- Council Directive No. 592/89 Coordinating Regulations on Insider Dealing
    by Boris Yung-Li Wang, 王永立
    Published 2002
    “... and the need-or lack of need-for regulation. The traditional view is that it is undesirable for securities...”
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  17. 37
    A Study on the "Fraud" in Securities Exchange Act - A Comparative Study on the Regulations in U.S.A. and Taiwan
    by Chen, YiHsiu, 陳怡秀
    Published 2015
    “...碩士 === 東吳大學 === 法律學系 === 103 === Article 1 of the Securities and Exchange Act of Taiwan has...”
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  18. 38
    A Study on the Law and Practice of IrregularTransactions Regulation in Securities Exchange Law
    by Lu, Ching-Ho, 盧鏡合
    Published 2019
    “...碩士 === 國立臺灣海洋大學 === 海洋法律研究所 === 107 === Abstract The legislative purpose of “ Securities...”
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  19. 39
    The Securities Regulation of Taiwan’s Private Equity Funds— Focusing on Investment Company Funds
    by Hsueh-Chang Chnag, 張學昌
    Published 2019
    “... in Taiwan from being regulated as funds──investment trust──under Securities Investment Trust and Consulting...”
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  20. 40
    The regulation of Taiwan depositary receipts under securities and exchange act and the liability of the depositary
    “... that Taiwan Depositary Receipt should be regulated by the Securities and Exchange Act. Therefore, this thesis...”
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