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  1. 1
    Do Politics Matter to this Watchdog? The Effects of Ideology on Civil Enforcement at the U.S. Securities and Exchange Commission
    by Sivolella, John Joseph
    Published 2013
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  2. 2
    A Survey of U.S. Insider Trading Law Enforcement: SEC Cases from 2009 to 2012
    by Eric Hung, 洪碩甫
    Published 2014
    “..., especially the U.S. Securities and Exchange Commission, enforces its law as well as what constitutes an ideal...”
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  3. 3
    The Valuation and Contracting Roles of Restated Earnings
    by Woods, Maef
    Published 2009
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  4. 4
    Mutual Fund Liquidity Management, Stock Liquidity, and Corporate Disclosure
    Published 2020
    “... approach that exploits a proposal by the U.S. Securities and Exchange Commission (SEC) as an exogenous...”
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    Doctoral Thesis
  5. 5
    The Effect of Eliminating Form 20-F Reconciliation on Return Spread and Price Spread of US Cross-Listed Stocks
    by Chih-KaiChan, 詹智凱
    Published 2014
    “... Depository Receipts (ADRs) after U.S. Securities and Exchange Commission (SEC) announced that foreign issuers...”
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  6. 6
    Using SADF Test to detect Pump and Dump Manipulation: The Empirical Research of U.S Stock Market
    by You-Long Yu, 俞佑龍
    Published 2018
    “... that were sentenced by the U.S Securities and Exchange Commission and the court between 2005 and 2016...”
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  7. 7
    Trends in Pro Forma reporting during the Great Recession
    by Mivshek, Dakota W
    Published 2013
    “... by the U.S. Securities and Exchange Commission, to include additional disclosure and filing requirements...”
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  8. 8
    Value Creation Through Corporate Governance - The Case of Taiwan Semiconductor Manufacturing Co. Ltd.
    by Lora Ho, 何麗梅
    Published 2003
    “... by the U.S. Securities and Exchange Commission (“SEC”), the impact has been felt by large foreign...”
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  9. 9
    The Association Between Quality of Corporate Governance, Managers' Compensation and Internal Control Material Weaknesses.
    by PEI-YUN WU, 吳培筠
    Published 2015
    “... 404 were issued by U.S. Securities and Exchange Commission, which acquired Firms to prepare internal...”
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  10. 10
    Impact Of IFRS On Earnings
    by Sandar Aye, 陳明月
    Published 2015
    “...、articles from accounting firm and U.S.Securities and Exchange Commission、 international accounting...”
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  11. 11
    American Restaurants Franchises Efficiency Analysisusing meta-frontier DEA
    by Wu, Yihsuan, 吳宜軒
    Published 2012
    “... is based on U.S. Securities and Exchange Commission. The sample covers 28 chains, including 15 domestic...”
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  12. 12
    The Study of Due Diligence Defense of Directors and Supervisors under Article 20(2) and 20-1 of the Securities and Exchange Act
    by LIU, CHIH-WEN, 劉智文
    Published 2019
    “... and Securities Exchange Act of 1934, rules of the U.S. Securities and Exchange Commission and important cases...”
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  13. 13
    Earnings management : background, criticisms and answers / Hamid Pourjalali, Takiah Mohd. Iskandar and Aini Aman
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    View Fulltext in UiTM IR
    Article
  14. 14
    Comparing Non-GAAP EPS in Earnings Announcements and Proxy Statements
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    Article
  15. 15
    Excess Corporate Cash and Mutual Fund Performance
    by Richardson, Shay E
    Published 2016
    “... the Steele Mutual Fund Expert and the U.S. Securities and Exchange Commission, to create a sample of 96...”
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  16. 16
    Learning from Alliance Partners: The Interplay Between CEO Duality And TMT Functional Background Diversity
    by Nathalie Pasman, Nüfer Yasin Ateş
    Published 2021-06-01
    “... from U.S. Securities and Exchange Commission (SEC) database. We tested our hypotheses using...”
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    Article
  17. 17
    Performance Appraisals between Family Businesses and Non-family Businesses
    by Chia-Chien Hsu, 徐嘉謙
    Published 2012
    “... are based on U.S. Securities and Exchange Commission and MSN Money. The sample covers 111 firms listed...”
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  18. 18
    Informativeness of Value-at-risk Disclosure in the Banking Industry
    by Fang, Xiaohua
    Published 2010
    “... of financial institutions, the U.S. Securities and Exchange Commission issued Financial Reporting Release...”
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  19. 19
    Informativeness of Value-at-risk Disclosure in the Banking Industry
    by Fang, Xiaohua
    Published 2010
    “... of financial institutions, the U.S. Securities and Exchange Commission issued Financial Reporting Release...”
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  20. 20
    Model for Alliance Partner Selection based on GM and MPI Application–Case by the Telecommunications Service Industry of the United States
    by Yu-Ting Chen, 陳妤庭
    Published 2012
    “... are collected from U.S. Securities and Exchange Commission. Input factors are operating expenses and total...”
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