Showing 1 - 9 results of 9 for search 'SECURITIES REGULATIONS', query time: 5.37s Refine Results
  1. 1
    ... that Taiwan Depositary Receipt should be regulated by the Securities and Exchange Act. Therefore, this thesis...
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  2. 2
  3. 3
    ...-fraud regulation of Securities and Exchange Act, is not clear so far. Secondly, there are also some...
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  4. 4
    ... case, Flash Crash, of America in 2010 is so one example of HFT. The securities market trading system...
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  5. 5
    by 劉坤典
    Published 2008
    ... responsibility of director and discusses the nature and scope of regulation, i.e. legal responsibility or tort...
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  6. 6
    by 林心贇
    Published 2018
    ..., the business mode of “Dajiatou” platform and the first judgement on equity crowdfunding. In order to regulate...
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  7. 7
    ... expertise. Second, the Act does not specifically regulate the important condition of independence. Third...
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  8. 8
    by 蔡金拋
    Published 2005
    ... Exchange Corporation Regulations for Review of Securities Listings” included for the first time rules...
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  9. 9
    ... capital requirements by regulators to refer to netted transactions for bank industry, and reducing...
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