Showing 1 - 9 results of 9 for search 'SECURITIES REGULATIONS', query time: 1.74s Refine Results
  1. 1
    by Yao, Chia Chi, 姚佳綺
    Published 2016
    ... for authorities around the world. The application of self-regulation model that allow the securities industry...
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  2. 2
    by Hui-hua Pai, 白蕙華
    Published 2011
    ... for further discussion. On the other hand, the regulations and the trading systems of Mainland China security...
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  3. 3
    by 莊凱如
    Published 2017
    ... and practitioners in recent years. Securities and Exchange Act in Taiwan is securities market operate freely...
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  4. 4
    ..., it reviews all laws, regulations, and self-regulatory rules, such as the “Securities Act” and “Company Law...
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  5. 5
    by 王湘衡
    Published 2011
    ... financing corporations, segregation of customer’s securities, short sale regulations, and guarantees. Based...
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  6. 6
    by 楊惟超
    Published 2008
    ... on the following process: 1. to review the related documents and research reports, including the regulations...
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  7. 7
    by 洪佩琪
    Published 2016
    .... They facilitate growing mobility of finance by facilitating no/low tax, no/low regulation, secrecy and anonymity...
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  8. 8
    by Liu, Cheng-Yu, 劉承愚
    Published 2019
    ... such incentives. In recent years, amendments to the laws and regulations governing the grant of equity-based...
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  9. 9
    by Yi-huei Wang, 王怡惠
    Published 2008
    ... were previous predominated by the government . China Security Administration Committee declared a...
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