Showing 1 - 12 results of 12 for search 'SECURITIES REGULATIONS', query time: 0.59s Refine Results
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    by Wei-YanChen, 陳威延
    Published 2014
    ... punish people who violate the regulation of securities investment trust funds. However, fraud cases...
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  5. 5
    by Yuan-HuiChou, 周沅慧
    Published 2017
    ...碩士 === 國立成功大學 === 法律學系 === 105 === SUMMARY This thesis focuses on the Article 179 of the Securities...
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  6. 6
    by TingChang, 張庭
    Published 2018
    ... platform conducted by securities firms, and separately regulated them by “Regulations Governing the Go...
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  7. 7
    by Ming-WeiLi, 李銘偉
    Published 2014
    ... of the Securities Exchange Act that make company’s internal supervising bodies of the legal design like One-tier...
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  8. 8
    by Yu-Hung Chen, 陳譽汯
    Published 2008
    .... The latter has been absorbed into the mandatory disclosure obligations of the securities regulation...
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  9. 9
    by Tzu-yunChen, 陳姿勻
    Published 2016
    ... and legislative model is needed. Also, in order to strengthen the repurchase regulation, this study try to explore...
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  10. 10
    by Yen-ChinHsiao, 蕭延晉
    Published 2010
    ... does not well stipulte “unpaid leave” and the related regulations are inadequate. This dissertation...
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  11. 11
    by Chun-Jen Chen, 陳俊仁
    Published 2018
    ... electronics is getting higher and higher. In recent years, as far as security consciousness is concerned, lots...
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    by Po-Hsin Tseng, 曾博欣
    Published 2006
    ... focus on one primary objective—to secure the transaction offering the best value reasonably available...
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