Observations on Judicial Approaches to Discerning Investment Adviser Status under the Investment Advisers Act of 1940

This article analyzes judicial approaches to interpreting the definition of an invest- ment adviser under the Investment Advisers Act of 1940, the United States federal statute gov- erning investment advisers. It starts by noting the role of investment advisers in the United States financial service...

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Bibliographic Details
Main Author: Brian Carroll
Format: Article
Language:deu
Published: Brigitte Lurger, Elisabeth Staudegger, Stefan Storr 2015-04-01
Series:Austrian Law Journal
Online Access:https://alj.uni-graz.at/index.php/alj/article/view/39