Observations on Judicial Approaches to Discerning Investment Adviser Status under the Investment Advisers Act of 1940
This article analyzes judicial approaches to interpreting the definition of an invest- ment adviser under the Investment Advisers Act of 1940, the United States federal statute gov- erning investment advisers. It starts by noting the role of investment advisers in the United States financial service...
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| Format: | Article |
| Language: | deu |
| Published: |
Brigitte Lurger, Elisabeth Staudegger, Stefan Storr
2015-04-01
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| Series: | Austrian Law Journal |
| Online Access: | https://alj.uni-graz.at/index.php/alj/article/view/39 |