Review of internal auditing and legal compliance system under internal control system of securities firms in Taiwan

碩士 === 銘傳大學 === 財務金融學系碩士在職專班 === 99 === A securities firm is an important intermediary in capital market. The sound financial structure and thorough internal control system of securities firms hence become a pivotal conjunction toward market stability. The objective of this study is to review the...

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Bibliographic Details
Main Authors: Shu-Chen Shih, 施淑珍
Other Authors: Chang-chun Cheng
Format: Others
Language:zh-TW
Published: 2011
Online Access:http://ndltd.ncl.edu.tw/handle/55989933134629136196