Review of internal auditing and legal compliance system under internal control system of securities firms in Taiwan
碩士 === 銘傳大學 === 財務金融學系碩士在職專班 === 99 === A securities firm is an important intermediary in capital market. The sound financial structure and thorough internal control system of securities firms hence become a pivotal conjunction toward market stability. The objective of this study is to review the...
Main Authors: | , |
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Other Authors: | |
Format: | Others |
Language: | zh-TW |
Published: |
2011
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Online Access: | http://ndltd.ncl.edu.tw/handle/55989933134629136196 |