A Study on the Process Management of the Launch and Sell of Financial Instruments by Compliance Program -Taking the Sell of Structured Notes in Taiwan’s Banks for Example
碩士 === 國立臺灣大學 === 商學組 === 99 === Lehman Brothers Holdings Inc. declared its bankruptcy in September, 2008. More than fifty Structured Notes issued by or related to Lehman Brothers had been selling in Taiwan. Around fifty thousand people bought those finacial products which amounted to NT$ eighty b...
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| Format: | Others |
| Language: | zh-TW |
| Published: |
2011
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| Online Access: | http://ndltd.ncl.edu.tw/handle/20592380699535076952 |