A Study on the Transition of the Securities Broker-Dealer into Investment Bank in Taiwan- -Focusing on the Regulatory Scheme of the Investment of Securities Broker-Dealer
碩士 === 東吳大學 === 法律學系 === 102 === This study was expounding and analyzing the competent authorities of Taiwan to relax the restrictions on re-investment of the securities broker-dealer, how to supervise or regulate the legal risks that may occur after relaxing the above-mentioned limitations, and the...
| Main Authors: | , |
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| Other Authors: | |
| Format: | Others |
| Language: | zh-TW |
| Published: |
2014
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| Online Access: | http://ndltd.ncl.edu.tw/handle/z74s8v |