The Applicability of Civil Penalty on Securities Fraud-Evidences from the U.S.A. and Japan
碩士 === 東吳大學 === 法律學系 === 107 === Protection of investment and maintaining the stable development of the financial market are the normative purposes of the securities regulations. In order to achieve these purposes, the Securities Exchange Act prevents and prohibits securities fraud by establishing a...
Main Authors: | , |
---|---|
Other Authors: | |
Format: | Others |
Language: | zh-TW |
Published: |
2019
|
Online Access: | http://ndltd.ncl.edu.tw/handle/2dbrgd |