The Applicability of Civil Penalty on Securities Fraud-Evidences from the U.S.A. and Japan

碩士 === 東吳大學 === 法律學系 === 107 === Protection of investment and maintaining the stable development of the financial market are the normative purposes of the securities regulations. In order to achieve these purposes, the Securities Exchange Act prevents and prohibits securities fraud by establishing a...

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Bibliographic Details
Main Authors: TANG, SUNG-HAO, 唐嵩皓
Other Authors: CHUANG, YUNG-CHENG
Format: Others
Language:zh-TW
Published: 2019
Online Access:http://ndltd.ncl.edu.tw/handle/2dbrgd